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Tell the SEC About Your Experiences with Online Trading Apps
The Securities and Exchange Commission (“SEC”) has just posted a “request for information and comments” seeking information concerning the “digital…
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Trading In The Time Of Covid: A Robinhood Bromance
Introduction In ancient times, circa 1960, an investor would dial his stockbroker on a rotary phone, place an order to…
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How Long Do I Have to Sue my Stockbroker?
Like having milk in your refrigerator, it’s not a good idea to let your securities fraud case sit too long.…
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How Can You Recover Stolen Money Due To Online Investment Fraud?
Investors using social media platforms are vulnerable to online investment scams. If you are engaging in online activities—even relatively commonplace…
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Learn the Signs of a Ponzi Scheme Before You Fall Victim to One
Many investors only learn that they have been a Ponzi scheme victim after the investment goes bust. Of course, some…
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UBS Returning 8 Million For Sales of Complex Exchange-Traded Product
Last week the SEC announced that it settled its action against UBS Financial Services Inc. (“UBS”) for supervisory failures relating…
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Blog
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Horizon Private Equity Ponzi Scheme Assets Frozen
On August 20, 2021, the Securities and Exchange Commission (SEC) announced the filing of an emergency action to stop a…
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Trading Apps are Targeting Teen Investors
Buckle up folks, the brokerage industry has found an entire new audience—teenagers. While most people know that anyone who is…
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How Can I Sue My Stockbroker for Investment Loss?
Many investors who call our offices are surprised to learn that if they want to sue their stockbroker or financial…
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