HOW CAN I INVESTIGATE MY STOCKBROKER?
It is quite easy to investigate your stockbroker. All you need to do is go to the website, www.finra.org and click on the link for broker check.
I always urge people to investigate their brokers whether they’ve done something wrong or not. If you click on broker check and put in your broker’s name, you’ll be able to see your brokers educational history, work background and whether or not any claims have been filed against the broker or awards have been assessed against the broker.